Thursday, June 21, 2007

Wachovia Securities fined $2 mln by NASD

(Reuters) - Wachovia Corp. , the fourth-largest U.S. bank, owns
62 percent of Wachovia Securities. Prudential Financial Inc.
owns the remainder.




The NASD regulates brokerages. It is planning to merge with
NYSE Regulation to create a new brokerage regulator, the
Securities Industry Regulatory Authority.


Read more at Reuters.com Government Filings News

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